Client Experience

  • Purpose of funds
  • Financial goals
  • Expected returns
  • Risk tolerance
  • Liquidity requirements
  • Time horizon
  • Tax implications
  • Purpose & Objective
  • Investment authority
  • Responsibilities
  • Approved Investments
  • Constraints
  • Benchmarks & Reporting
  • Strategic asset allocation
  • Active/Passive solutions
  • Custody and execution
  • Performance measurement
  • Performance evaluation
  • Ongoing monitoring of performance, market conditions and investment opportunities
  • Tactical asset allocation
  • Ongoing active portfolio management in concert with client needs.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck